Fundamentals of Convective Heat Transfer

NPTEL Live Session - 1

Durga Prasad Pydi

26-07-2025

Contents

  • Transport Phenomenon
  • Applications of Heat Transfer
  • Modes of Heat Transfer
  • Classification of flows
  • Incompressible Flow Equations
  • Problems

Transport Phenomenon

Transport is the movement of a physical quantity driven by a force

Naturally, we would be interested in answering questions like

  • What is being transported?
  • How much?
  • Rate of transfer?
  • Can we alter the rate of transfer?

In the below illustration, we can observe that heat energy supplied by the stove is absorbed by the dissolved gases in water resulting in the rising of bubbles as shown. These gas molecules serve as carrier and the energy is transported from the base of the stove at a higher temperature to the ambient at a lower temperature.

Illustration of boiling water

Major Applications

Major Applications

Understanding Natural Phenomenon

  • Climate Change
  • Generation of dew and fog
  • Heating and cooling of earth surfaces
  • Formation of rain and snow

Major Applications

Industrial Applications

  • Heat Exchangers
  • Manufacturing Technology
  • Automobiles
  • Aircraft
  • Power Plants
  • Electronics cooling
Which of the following quantities can be transported?
  1. Mass
  2. Density
  3. Velocity
  4. Momentum
  5. Temperature
  6. Enthalpy
  7. Entropy
  8. Pressure
  9. Force
  10. Power
Answer

1,2,4,6,7

Modes of Heat Transfer

Energy transfer owing to temperature difference is called heat transfer. The transport of thermal energy can happen in three different modes

  • Conduction
  • Convection
  • Radiation

In reality, all three can be simultaneously present with different relative strengths

Mode Equation
Conduction \(q''=-k \nabla T\)
Convection \(q''=h(T_w-T_0)\)
Radiation \(q''=\epsilon \sigma (T^4-T_0^4)\)

where \(q''\) is heat flux, \(k\) is thermal conductivity, \(h\) is the heat transfer coefficient, \(epsilon\) is the emissivity of radiative surface, \(\sigma\) is Stefan-Boltzmann constant (=\(5.67 \times 10^{-8} W/m^2K^4\)), \(T_w,T_0\) are the surface and ambient temperatures respectively.

Convection vs Conduction

Convection = Conduction + Advection

Conduction is a diffussion process. By diffusion, we mean the particles/carriers of thermal energy do not have any preferential direction of movement. However, the extent of this movement is proportional to the energy of the carriers. The carriers at higher temperature have higher energy. The differential rates of these movement appears as the transport of energy in a direction from higher to lower.

Advection is an active transport process. The carriers transport the thermal energy through their momentum which in turn could be generated by an external pressure field. Hence, such a transport will have a preferential direction for movement of carriers.

In general, both these processes exist simultaneously, and we consider a superposition of these two effects in the upcoming classes.

Classification of flows

Classification of flows

External vs Internal Flows

Illustration of external flow around an object
Illustration of internal flow between two parallel plates

Classification of flows

Forced, Mixed and Natural Convection Flows

In forced convection, we have a fan or blower or pump to drive the flow. This driver is present near the boundaries of our region of interest.

In natural convection, we have body forces like buoyancy driving the flow. A buoyancy source will be present in our region of interest.

Even though both driving forces are present, the effect on our object of interest (usually the net heat flux from a surface) might not be strongly related with all the driving forces. In upcoming sessions, we will look at a way to estimate the relative strengths of these forces on the net heat transfer.

If both the forces exert similar orders of effect, then we consider that a mixed convective flow.

Consider the smoke coming out of a chimney as shown below. The slider position is proportional to the wind speed. Thus, increasing the slider increases the strength of forced convection. If you were to draw a free body diagram for the particle as it travels along, how would the plots of horizontal and vertical forces on the particle look like?

Answer

As we can see that though the particle initially started to move vertically upwards, the relative increase in the horizontal force is too high to deviate the particle from its original path.



Incompressible Flow Equations

Incompressible Flow Equations

The governing equations for an unsteady, incompressible, newtonian and constant properties fluid are given in their vector form as

Continuity: \(\vec{\nabla}.\vec{v} = 0\)

Momentum: \(\rho \left(\frac{\partial \vec{v}}{\partial t} + \vec{v}.\vec{\nabla} \vec{v} \right) = -\vec{\nabla p} + \mu \nabla^2 \vec{v} + \rho \vec{g}\)

where
\(\vec{v} = u \hat{i} + v \hat{j} + w \hat{k}\) is the velocity field
\(p\) is the pressure field
\(\rho\) is the density of the fluid
\(\mu\) is the kinematic viscosity of the fluid
\(\vec{g}\) is the acceleration due to gravity
\(t\) is the time

Incompressible Flow Equations

For a 3D cartesian co-ordinate system, the equations are as follows

Continuity: \(\frac{\partial u}{\partial x} + \frac{\partial v}{\partial y} + \frac{\partial w}{\partial z}=0\)

X-momentum: \(\rho \left( \frac{\partial u}{\partial t} + u\frac{\partial u}{\partial x} + v\frac{\partial u}{\partial y} + w\frac{\partial u}{\partial z} \right) = -\frac{\partial p}{\partial x} + \mu \left( \frac{\partial^2 u}{\partial x^2} + \frac{\partial^2 u}{\partial y^2} +\frac{\partial^2 u}{\partial z^2} \right) + \rho g_x\)

Y-momentum: \(\rho \left( \frac{\partial v}{\partial t} + u\frac{\partial v}{\partial x} + v\frac{\partial v}{\partial y} + w\frac{\partial v}{\partial z} \right) = -\frac{\partial p}{\partial y} + \mu \left( \frac{\partial^2 v}{\partial x^2} + \frac{\partial^2 v}{\partial y^2} +\frac{\partial^2 v}{\partial z^2} \right) + \rho g_y\)

Z-momentum: \(\rho \left( \frac{\partial w}{\partial t} + u\frac{\partial w}{\partial x} + v\frac{\partial w}{\partial y} + w\frac{\partial w}{\partial z} \right) = -\frac{\partial p}{\partial z} + \mu \left( \frac{\partial^2 w}{\partial x^2} + \frac{\partial^2 w}{\partial y^2} +\frac{\partial^2 w}{\partial z^2} \right) + \rho g_z\)

Observe that the continuity equation does not have any time derivative. This is because of our assumption where the properties are constant. However, it is interesting to note that for low speed flows the above equation still holds Babu, V. (2022).

Incompressible Flow Equations

Y-momentum: $$ \rho \underbrace{\frac{\partial v}{\partial t}}_{\text{unsteady}} + \rho \underbrace{\left( u\frac{\partial v}{\partial x} + v\frac{\partial v}{\partial y} + w\frac{\partial v}{\partial z} \right)}_{\text{advection}} = \underbrace{-\frac{\partial p}{\partial y}}_{\text{pressure}} + \underbrace{\mu \left( \frac{\partial^2 v}{\partial x^2} + \frac{\partial^2 v}{\partial y^2} + \frac{\partial^2 v}{\partial z^2} \right)}_{\text{viscous}} + \underbrace{\rho g_y}_{\text{gravity}} $$

Incompressible Flow Equations

Boundary Conditions

  • Dirichlet: a constant value of the quantity is specified
  • Neumann: the gradient is specified
  • Mixed: a linear combination of the above two is specified

Problems

Consider an infinite plate of thickness 5mm, heated with constant heat flux of 1 kW/m2 on one side and exposed to environment with temperature in the range of 20-30°C on the other side. Determine the minimum value of thermal conductivity of the plate material, if the maximum allowed temperature on the plate surface is 150°C. (Assume the environment has heat transfer coefficient of 10-20 W/m2K).

image for problem 1

Which of the following expressions can be used to approximate the heat transfer coefficient in case of radiation with an ambient at a temperature, $T_0$? (State the requirement for validity of the assumption)







Which terms in the Navier-Stokes equations are zero under hydrostatic conditions?













Which terms in the Navier-Stokes equation are zero for Bernoulli's equation to be valid?$$p+\frac{\rho v^2}{2}+\rho g h=const$$













Which of the options are true for potential flow?









Which of the following non-dimensional numbers can be used to classify a flow as mixed convection?